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Regulatory Reporting Analyst

Employer
Columbia Threadneedle Investments
Location
London (Central), London (Greater)
Salary
Competitive
Closing date
10 Jul 2021

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Job Details

You’ll find the promise we make to our clients is the same one we make to our employees: Your success is our priority.

Here, you’ll find growth and career opportunities across all of our businesses. We’re intentionally built to help you succeed. Our reach is expansive with a global team of 2,000 people working together. Our expertise is diverse with more than 450 investment professionals sharing global perspectives across all major asset classes and markets. Our clients have access to a broad array of investment strategies and we have the capability to create bespoke solutions matched to clients’ specific requirements.

Columbia Threadneedle is a people business and we recognize that our success is due to our talented people, who bring diversity of thought, complementary skills and capabilities. We are committed to providing an inclusive workplace that supports the diversity of our employees and reflects our broader communities and client-base. We welcome applications from returners to the industry.

We appreciate that work-life balance is an important factor for many when considering their next move so please discuss any flexible working requirements directly with your recruiter.   Where you’ll fit in & what our team goals are….
In this role you will complete day to day business responsibilities and operational processes for delivery of regulatory reporting. Under the guidance of management you will become a business Subject Matter Expert in one or more of the regulations (Swiss FMIA, EMIR, MIFID II trade and transaction reporting).

How you'll spend your time....

  • Produce daily and monthly reporting to agreed timescales for all Trade and Transaction based reporting across the Columbia Threadneedle Investments group of companies. Operate daily regulatory reporting procedures and contribute towards further automation of these processes. Ensure that all regulatory reporting is performed to the highest quality and in line with the Regulatory Reporting Standards
  • Under the guidance of management develop and maintain Subject Matter Expertise in one or more selected areas of regulatory reporting (Swiss FMIA, EMIR, MIFID II trade and transaction reporting) and its applicability to Columbia Threadneedle.
  • Support specialists in completing the process for end-to-end delivery of selected areas of regulatory reporting (including content supplied by other teams to Regulatory Reporting team) within a robust and controlled framework.  Support specilaists in Maintain Operating Model documentation, process, procedure risk and control documentation and KPI to support this.
  • Assist Regulatory Reporting Specialists to research, monitor and assess the impact of business changes (e.g. corporate entity change, new instrument types, new products, new clients) and regulatory change (e.g. reading consultation papers) on selected areas of regulatory reporting. 
  • Plan and co-ordinate process changes working with Legal, Compliance, IT and others to implement business and regulatory changes to maintain compliance.  Specify system enhancements, check and maintain rule coding in systems, plan and execute User Acceptance Testing (UAT).

 


To be successful in this role you will have....

 

  • A good understanding of equities, fixed income and derivatives
  • Regulatory trade and transaction reporting experience (MIFID I, MIFID II, EMIR, Dodd Frank)
  • Introductory understanding of regulations with some experience of monitoring and disclosure processes.
  • Meticulous eye for detail (e.g. for checking disclosures, reading regulations).
  • Good interpersonal and communication skills, both verbal and written.
  • A self-starter - motivated and able to act on own initiative. 

 


If you also had this, it would be great….

 

  • IMC or similar qualification.
  • A sound knowledge of Investment Management processes

Company

Columbia Threadneedle Investments is a leading global asset management group that provides a broad range of actively managed investment strategies and solutions for individual, institutional and corporate clients around the world. With a presence in 17 countries we believe our success is primarily the result of our ambitious and open-minded people, who work together to identify and develop the best ideas and opportunities for our clients.

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